As a registered investment advisor, you will have a responsibility to your clients which includes representing the best interest of your clients and providing sound advice on investments. You must be committed to providing each of its clients with a positive long-term investment experience. He suggests that you pledge an advisor relationship that is built on personal trust and integrity that scales from company to client. According to the investment advisors act of 1940, a registered investment advisor, is a firm or person that, for compensation, is engaged in the act of providing advice, making recommendations, issuing reports or furnishes analysis on securities, either directly or through publications. Your fees should be based on total portfolio worth because your goal will be the same as your client’s goal, which is to increase the portfolio’s value based on objectives set by you and your client. To be a registered investment advisor must develop a sense of trust, transparency and clear communication.
Tom Brough of Chicago is a financial advisor who formed Brough Investment Advisors in 2009. He is also a Registered Investment Advisor and the manager of the Hedge Access Group. He attended DePaul University and graduated with a Bachelor's degree in finance in 1993. In the years immediately after graduation he worked at several regional brokerage firms, and also as an independent broker. He helped to raise one hundred million dollars for his firm's fixed income bond trading program. He also developed twenty million dollars in real estate over a five year period.
Tom Brough of Chicago is a financial advisor who formed Brough Investment Advisors in 2009. He is also a Registered Investment Advisor and the manager of the Hedge Access Group. He attended DePaul University and graduated with a Bachelor's degree in finance in 1993. In the years immediately after graduation he worked at several regional brokerage firms, and also as an independent broker. He helped to raise one hundred million dollars for his firm's fixed income bond trading program. He also developed twenty million dollars in real estate over a five year period.